Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elaine? Claim Your ProfileElaine Sarnoff is a financial advisor with J.P. Morgan Securities LLC in Redondo Beach, CA. Elaine has been in the financial services industry since 2001. Elaine holds Series 65, 66, 7 and SIE licenses, and is registered to provide investment advice in 48 states. Elaine has previously worked at WELLS FARGO ADVISORS, LLC and DIVERSIFIED INVESTORS SECURITIES CORP. Elaine specializes in providing financial planning, portfolio management for businesses and individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
04/03/2015 - Present
J.p. Morgan Securities LLC (REDONDO BEACH CA)
CA
08/06/2013 - 03/24/2015
WELLS FARGO ADVISORS, LLC (WOODLAND HILLS CA)
NY
08/26/2005 - 09/25/2012
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
NY
01/25/2001 - 08/05/2005
NEUBERGER BERMAN, LLC (NEW YORK NY)
IA
Issued 01/03/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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