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Elaine Kanner Ashworth

Nylife Securities LLC

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About Elaine Kanner Ashworth

Elaine Ashworth is a financial advisor in New York, NY, associated with Nylife Securities LLC. Elaine has been working in the financial services industry since October 15, 1985. She has a Series 6, Series 63 and SIE licenses, Elaine is registered in New York and New Jersey. Elaine has been with Nylife Securities LLC since December 2, 1999.

Firm Information

Elaine Ashworth is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elaine Ashworth’s Registration & Firm History

NY

10/16/1985 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/03/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Elaine Kanner Ashworth. Review regulatory record here.
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