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Elaine I Chen

Pruco Securities, LLC

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About Elaine I Chen

Elaine Chen is a financial professional with over 17 years of experience in the industry. Elaine Chen is registered with Pruco Securities, LLC and has been with the firm since August 2006. Elaine Chen's areas of specialization include: - Retirement planning - College savings - Estate planning - Insurance Elaine Chen offers financial advice to a wide range of clients, including individuals, families, and businesses. Elaine Chen is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Elaine Chen is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Elaine Chen’s Registration & Firm History

CA

05/07/2008 - Present

Pruco Securities, LLC (SAN JOSE CA)

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Licenses & Designations

IA

Issued 02/16/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/09/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/2017

Series 24 - General Securities Principal Examination

BC

Issued 05/24/2013

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 05/09/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2013

Series 7 - General Securities Representative Examination

BC

Issued 08/24/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elaine I Chen.
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