Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elaine? Claim Your ProfileElaine Herrera is a financial advisor with National Financial Services LLC, where she has been registered since November 9, 2022. Elaine has worked in the industry since January 30, 2021, and is licensed to sell securities in Texas. Elaine holds the Series 7, Series 63, and SIE licenses. She has also been registered with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/09/2022 - Present
National Financial Services LLC (WESTLAKE TX)
TX
01/05/2021 - 10/13/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 01/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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