Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elaine? Claim Your ProfileElaine Flanigan is a financial advisor at UBS Financial Services Inc. with over 24 years of experience in the industry. Elaine is licensed to provide advisory services in several states, including Maryland and Texas. Elaine has a strong background in investment management, financial planning, and retirement planning. Elaine holds multiple FINRA and state licenses including Series 63, 66, 7, 9, 10, 24, 27, and 99TO. Prior to joining UBS Financial Services Inc., Elaine was employed by CITIGROUP GLOBAL MARKETS INC. and FAS WEALTH MANAGEMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
06/01/2009 - Present
UBS Financial Services Inc. (BETHESDA MD)
MD
05/04/2006 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (GAITHERSBURG MD)
NY
06/29/1999 - 11/05/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
08/31/1998 - 12/31/1998
FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)
FL
05/16/1996 - 08/31/1998
BILTMORE SECURITIES, INC. (FT. LAUDERDALE FL)
FL
10/14/1992 - 11/16/1992
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
BOTH
Issued 09/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/07/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/19/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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