Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elaine? Claim Your ProfileElaine Hannigan is a securities professional with over 30 years of experience in the industry. Elaine currently works as a registered representative for Scotia Capital (usa) Inc. in their New York, NY office. Previously Elaine was employed by Guggenheim Securities, LLC; Guggenheim Liquidity Services, LLC; Barclays Capital Inc.; Lehman Brothers Inc.; Merrill Lynch, Pierce, Fenner & Smith Incorporated; Broadcort Capital Corp.; and Ladenburg, Thalmann & Co., Inc. Elaine holds several professional licenses, including Series 7, Series 3, Series 24, Series 55, Series 57TO, Series 99TO, and Series 63. Elaine is licensed to sell securities in 52 states, Puerto Rico, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2011 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
11/01/2010 - 12/06/2010
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
03/03/2009 - 11/02/2010
GUGGENHEIM LIQUIDITY SERVICES, LLC (NEW YORK NY)
NY
12/18/2000 - 02/12/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/08/1996 - 07/13/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/01/1993 - 06/09/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/08/1989 - 01/26/1993
BROADCORT CAPITAL CORP. (NEW YORK NY)
NA
04/29/1987 - 10/18/1988
LADENBURG, THALMANN & CO., INC.
BC
Issued 06/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/02/2000
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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