Unclaimed
Elaine Anna Kendell is a financial advisor with Raymond James & Associates, Inc. Elaine has been in the financial services industry since August 2007. Elaine has her Series 66, Series 7 and SIE securities licenses. Elaine holds registrations in Arizona, California, Colorado, Florida, Illinois, Indiana, Michigan, North Carolina, South Carolina, Texas, and Washington. Elaine has been registered with Raymond James & Associates, Inc. since December 2010. Elaine previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated from August 2007 to December 2010. Elaine works with individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
04/24/2024 - Present
Raymond James & Associates, Inc. (MISHAWAKA IN)
IN
08/01/2007 - 12/06/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTH BEND IN)
BOTH
Issued 08/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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