Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elaina? Claim Your ProfileElaina Spilove is a financial advisor with UBS Financial Services Inc. Elaina has over 40 years of experience in the financial industry and is registered with the Securities and Exchange Commission (SEC). Elaina is also registered with the state of Pennsylvania, New Jersey, and Texas as an investment advisor representative. She is licensed to offer a wide range of investment products and services, including portfolio management, financial planning, and retirement planning. Elaina has a strong commitment to providing her clients with personalized financial advice and strategies that are tailored to their individual needs. She is also a strong advocate for women in finance and has devoted her time to helping organizations that support women in the industry. Elaina has held previous roles at Morgan Stanley and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
07/26/2016 - Present
UBS Financial Services Inc. (PHILADELPHIA PA)
PA
06/01/2009 - 08/21/2013
MORGAN STANLEY (PHILADELPHIA PA)
PA
08/30/1991 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
NY
11/23/1979 - 09/03/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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