Unclaimed
Elaina Huffman is a registered representative with LPL Financial LLC. Elaina has been in the industry since 2020 and holds a Series 7TO, Series 66, and SIE licenses. Elaina has previously worked at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC. Elaina is located in San Diego, California, and has a branch office in Minneapolis, Minnesota. Elaina is licensed in California and Minnesota, and is also a registered investment advisor (IA) in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/14/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
MO
09/16/2021 - 11/03/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MN
05/23/2020 - 06/25/2021
AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
BOTH
Issued 09/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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