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El hadji Sam Gueye

Joseph Stone Capital LLC

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About El hadji Sam Gueye

El hadji Sam Gueye is a financial advisor with over 20 years of experience in the industry. El hadji is currently registered with Joseph Stone Capital LLC and has been with the firm since May 2018. Prior to that, El hadji worked at VCS Venture Securities, Windsor Street Capital, LP, National Securities Corporation, Investors Capital Corp., and Joseph Stevens & Company, Inc. El hadji holds Series 7, Series 63, and SIE licenses.

Firm Information

El hadji Gueye is currently registered with Joseph Stone Capital LLC. Joseph Stone Capital LLC is a Limited Liability Company formed in 2011. The firm is registered to provide advisory services in all 50 U.S. states and Puerto Rico, as well as with the SEC. Joseph Stone Capital LLC has been the subject of 4 regulatory events and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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El hadji Gueye’s Registration & Firm History

NY

05/22/2018 - Present

Joseph Stone Capital LLC (NEW YORK NY)

NY

09/15/2021 - 03/10/2022

VCS VENTURE SECURITIES (New York NY)

NY

04/09/2012 - 05/31/2018

WINDSOR STREET CAPITAL, LP (NEW YORK NY)

NY

03/03/2008 - 03/27/2012

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

04/23/2007 - 04/01/2008

INVESTORS CAPITAL CORP. (VALLEY STREAM NY)

NY

05/10/2000 - 05/14/2007

JOSEPH STEVENS & COMPANY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for El hadji Sam Gueye. Review regulatory record here.
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