Unclaimed
Ekaterina Hanhauser is a financial advisor who has been in the industry since August 2011. Ekaterina is a Registered Representative, registered in California and Montana, and she is associated with D.A. Davidson & Co. Ekaterina has experience in the securities industry and her areas of expertise include financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and selection of other advisors. Ekaterina holds the Series 4, 7, 22, 24 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/27/2021 - Present
D.a. Davidson & Co. (San Diego CA)
CA
08/08/2011 - 04/15/2021
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
BOTH
Issued 08/26/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2021
Series 4 - Registered Options Principal Examination
BC
Issued 03/04/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/04/2011
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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