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Ekaterina Alexander Matora

Mufg Securities Americas Inc.

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About Ekaterina Alexander Matora

Ekaterina Matora is a financial advisor currently registered with Mufg Securities Americas Inc. Ekaterina has been in the financial industry since July 15, 2019. Ekaterina is licensed in New York and has the following licenses: Series 63, Series 79TO, and SIE. Ekaterina's previous employment was with HSBC Securities (USA) Inc.

Firm Information

Ekaterina Matora is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ekaterina Matora’s Registration & Firm History

NY

04/14/2021 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

07/16/2019 - 04/19/2021

HSBC SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ekaterina Alexander Matora.
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