Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ekaterina? Claim Your ProfileEkaterina Agafya Lee is a financial professional with Fidelity Brokerage Services LLC. Ekaterina has been in the industry since August 2021 and is licensed in Broker-Dealer (BC) scope in all 50 states and the District of Columbia. Ekaterina holds the Series 7TO, Series 63, Series 9, Series 10, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
08/10/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 08/18/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/24/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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