Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eishiro? Claim Your ProfileEishiro Kawaguchi is a financial advisor with Mizuho Securities USA LLC. Eishiro holds the Series 7, Series 63, Series 57, Series 24, and SIE registrations. Eishiro has been in the financial services industry for over 6 years and is registered with the state of New York. Mizuho Securities USA LLC is a brokerage firm headquartered in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/24/2017 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 07/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2017
Series 57 - Securities Trader Exam
BC
Issued 06/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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