Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eileen? Claim Your ProfileEileen Robin Frohman is a financial professional with over 27 years of experience in the industry. Eileen has worked with a variety of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., and Smith Barney Shearson Inc. Eileen is currently registered with LPL Enterprise, LLC and holds a Series 63, Series 66, Series 7, Series 31, SIE, Series 8, Series 9 and Series 10 licenses. Eileen provides a variety of services, including financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/14/2024 - Present
LPL Enterprise, LLC (WHITE PLAINS NY)
NE
11/30/2022 - 09/01/2023
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
MO
09/15/2021 - 11/05/2021
SABLE CAPITAL LLC (ST. LOUIS MO)
CT
07/31/2017 - 10/18/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
MA
06/04/2012 - 08/03/2017
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
CT
10/18/2001 - 04/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
NY
05/10/1994 - 10/24/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/01/1993 - 05/25/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
BOTH
Issued 03/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/26/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/31/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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