Unclaimed
Eileen Tetteris is a registered representative and investment advisor representative with UBS Financial Services Inc. Eileen has been in the financial services industry since January 26, 1998. Eileen's firm, UBS Financial Services Inc., is a registered investment advisor with more than $50 billion in assets under management. UBS Financial Services Inc. provides a wide range of financial services, including financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. Eileen Tetteris is licensed in Alabama, Arizona, Connecticut, Florida, Georgia, Maryland, New Jersey, New York, North Carolina, Ohio, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
11/10/2016 - Present
UBS Financial Services Inc. (BOCA RATON FL)
FL
01/27/1998 - 11/11/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
BOTH
Issued 11/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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