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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eileen? Claim Your ProfileEileen Marie Sullivan is an Investment Advisor Representative at UBS Financial Services Inc. in Weehawken, New Jersey. Eileen has been in the financial services industry since April 21, 1991. Eileen is registered with the following securities regulators: FINRA, the State of New Jersey, and the State of Alabama. Previously, Eileen worked at UBS International Inc. in New York, New York and UBS Warburg LLC in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/08/2021 - Present
UBS Financial Services Inc. (Weehawken NJ)
NY
09/26/2001 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
05/17/1996 - 09/28/2001
UBS WARBURG LLC (NEW YORK NY)
NY
02/19/1992 - 05/17/1996
MEREDITH, MARTIN & KAYE INCORPORATED (NEW YORK NY)
NY
04/01/1991 - 01/28/1992
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 04/07/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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