Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eileen? Claim Your ProfileEileen Keegan is a financial advisor with Janney Montgomery Scott LLC, with 31 years of experience in the financial industry. Eileen has worked at various firms in the past including Wells Fargo Clearing Services, LLC, CCO Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services LLC, Aetna Investment Services, Inc., MDS Securities Incorporated, Shawmut Brokerage, Inc. and Allmerica Investments, Inc. Eileen is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 31, 63, 65 and SIE licenses. Eileen is also registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative and is currently registered in 22 states. Eileen's primary focus is providing financial advice to individuals, corporations, trusts, estates, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
03/06/2023 - Present
Janney Montgomery Scott LLC (GLASTONBURY CT)
CT
11/26/2012 - 07/03/2018
WELLS FARGO CLEARING SERVICES, LLC (GLASTONBURY CT)
CT
04/17/2009 - 11/27/2012
CCO INVESTMENT SERVICES CORP. (ORANGE CT)
CT
08/22/2002 - 04/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLASTONBURY CT)
RI
09/27/2000 - 09/03/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CT
09/21/1995 - 09/12/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
IN
03/28/1994 - 06/29/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NA
01/06/1994 - 03/28/1994
SHAWMUT BROKERAGE, INC.
MA
05/11/1992 - 12/23/1993
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 01/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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