Unclaimed
Eileen Grady is a registered representative at Raymond James & Associates, Inc. in New York, New York. She has been working in the securities industry since January 16, 1988, having previously worked for DEUTSCHE BANK SECURITIES INC., DB ALEX. BROWN LLC, ALEX. BROWN & SONS INCORPORATED, WHEAT, FIRST SECURITIES, INC., SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, WELLSHIRE SECURITIES, INC., INVESTORS CENTER, INC., and FIRST INVESTORS CORPORATION. Eileen is licensed to sell securities in 40 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/12/2021 - Present
Raymond James & Associates, Inc. (New York NY)
NY
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
11/30/1993 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NC
05/29/1990 - 11/11/1993
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
08/03/1989 - 06/04/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
02/02/1989 - 08/12/1989
WELLSHIRE SECURITIES, INC.
NY
07/19/1988 - 12/17/1988
INVESTORS CENTER, INC. (HAUPPAGUE NY)
NA
08/06/1987 - 04/09/1988
FIRST INVESTORS CORPORATION
BC
Issued 08/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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