Unclaimed
Eileen Sherrick is a financial advisor at J.P. Morgan Securities LLC. Eileen has been working in the financial industry for over 30 years and has a strong track record of success. Eileen is a highly qualified and experienced financial advisor with a deep understanding of the financial markets. Eileen is committed to providing her clients with personalized financial advice and guidance. Eileen holds a variety of licenses and certifications, including Series 7, 9, 10, 14, 24, 63, 79TO, and SIE. Eileen is also a registered principal with J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/02/2016 - Present
J.p. Morgan Prime Inc. (NEW YORK NY)
NY
03/05/2004 - 10/01/2016
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
04/25/2002 - 02/18/2004
ABN AMRO ROTHSCHILD LLC (NEW YORK NY)
CT
03/01/2002 - 02/03/2004
ABN AMRO INCORPORATED (STAMFORD CT)
NY
01/22/1996 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
NY
05/26/1992 - 12/18/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/25/1998
Series 14 - Compliance Officer Examination
BC
Issued 11/01/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/03/1995
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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