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Eileen Elizabeth Obermann

Samuel A. Ramirez & Company, Inc.

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About Eileen Elizabeth Obermann

Eileen Elizabeth Obermann is a registered representative with Samuel A. Ramirez & Company, Inc. Eileen has over 30 years of experience in the financial industry. Eileen has held previous roles with Smith Barney Inc., Lehman Brothers Inc. and Dillon, Read & Co. Inc. Eileen is licensed in New York and Texas.

Firm Information

Eileen Obermann is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eileen Obermann’s Registration & Firm History

NY

12/13/1996 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

07/31/1993 - 11/22/1996

SMITH BARNEY INC. (NEW YORK NY)

NY

05/21/1992 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

CT

02/06/1989 - 04/07/1992

DILLON, READ & CO. INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 05/04/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eileen Elizabeth Obermann.
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