Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eileen? Claim Your ProfileEileen Doherty Piechocki is a registered representative with Loop Capital Markets LLC, working with clients in New York. Eileen has been in the financial services industry since 1988 and has been registered with FINRA since 1990. Prior to Loop Capital Markets LLC, Eileen was with BANC ONE CAPITAL MARKETS, INC. and FIRST CHICAGO INVESTMENT SERVICES, INC.. Eileen holds the Series 3, Series 7 and Series 63 licenses and is a Series SIE Exam qualified individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
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2
NY
01/22/2002 - Present
Loop Capital Markets LLC (NEW YORK NY)
IL
01/10/1990 - 11/02/2001
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
IL
03/22/1988 - 07/26/1989
FIRST CHICAGO INVESTMENT SERVICES, INC. (CHICAGO IL)
BC
Issued 09/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2002
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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