Unclaimed
Eiko Tsuzuki is a registered representative with Daiwa Capital Markets America Inc. Eiko has been in the securities industry since 1995 and has a Series 7, 55, 57TO, and SIE. Eiko holds licenses in 25 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/08/1998 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
05/26/1995 - 10/06/1998
NEW JAPAN SECURITIES INTERNATIONAL INC. (NEW YORK NY)
BC
Issued 10/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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