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Eiko Tsuzuki

Daiwa Capital Markets America Inc.

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About Eiko Tsuzuki

Eiko Tsuzuki is a registered representative with Daiwa Capital Markets America Inc. Eiko has been in the securities industry since 1995 and has a Series 7, 55, 57TO, and SIE. Eiko holds licenses in 25 states.

Firm Information

Eiko Tsuzuki is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eiko Tsuzuki’s Registration & Firm History

NY

10/08/1998 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

05/26/1995 - 10/06/1998

NEW JAPAN SECURITIES INTERNATIONAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/05/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/17/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eiko Tsuzuki.
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