Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Efthalia? Claim Your ProfileEfthalia Kotsis is a financial advisor at Prospera Financial Services, Inc. Efthalia has over 15 years of experience in the financial industry. Efthalia is registered with FINRA and holds Series 7, 66, SIE and 99TO licenses. Efthalia also has experience with MML Investors Services, LLC and Hornor, Townsend & Kent, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
VA
01/07/2016 - Present
Prospera Financial Services, Inc. (GLEN ALLEN VA)
VA
04/29/2011 - 06/05/2015
MML INVESTORS SERVICES, LLC (GLEN ALLEN VA)
VA
01/18/2011 - 04/01/2011
PROSPERA FINANCIAL SERVICES, INC. (RICHMOND VA)
VA
07/09/2009 - 12/31/2010
PROSPERA FINANCIAL SERVICES, INC. (RICHMOND VA)
VA
03/11/2009 - 07/15/2009
HORNOR, TOWNSEND & KENT, INC. (GLEN ALLEN VA)
VA
08/01/2006 - 01/02/2009
MICG INVESTMENT MANAGEMENT, LLC (NEWPORT NEWS VA)
BOTH
Issued 11/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Efthalia Kotsis is the right advisor for you? Invested Better is here to help.
