Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Efstratios? Claim Your ProfileEfstratios Michael Serbanos is a financial professional with over 18 years of experience in the industry. Efstratios is currently registered with Raymond James & Associates, Inc. in St. Petersburg, Florida. Efstratios previously worked at MORGAN KEEGAN & COMPANY, LLC and HOWE BARNES HOEFER & ARNETT, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/04/2004 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
10/31/2012 - 11/04/2013
MORGAN KEEGAN & COMPANY, LLC (ST. PETERSBURG FL)
IL
04/15/2011 - 09/16/2013
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
BC
Issued 02/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/09/2009
Series 14 - Compliance Officer Examination
BC
Issued 02/13/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 10/18/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/22/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/31/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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