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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Efren? Claim Your ProfileEfren Martinez is an investment professional with over 30 years of experience in the financial industry. Efren has been registered with the Securities and Exchange Commission (SEC) since 1990. Efren currently works with Osaic Wealth, Inc. and has experience working with clients in a variety of financial services, including: financial planning, pension consulting, and portfolio management. Efren is a Registered Representative with the Financial Industry Regulatory Authority (FINRA), and is licensed to provide financial services in over 20 states. Efren holds several professional designations and has passed the Series 7, Series 6, Series 63, Series 24, Series 51 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/01/2023 - Present
Osaic Wealth, Inc. (RIVERSIDE CA)
CA
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (RIVERSIDE CA)
AZ
03/20/2002 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
11/01/1995 - 03/25/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
04/05/1994 - 11/01/1995
SWBC INVESTMENT COMPANY
NJ
10/11/1990 - 04/19/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/11/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/03/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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