Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Efrain? Claim Your ProfileEfrain Torres is a financial advisor with Santander Securities LLC. Efrain has been in the securities industry since 2003. Efrain is registered with the state of New York and has a Series 66, 63, 10, 9, 24, SIE, and 7 license. Efrain also holds registrations in 52 other states. Efrain has been with Santander Securities LLC since 2018. Efrain has also worked with JPMorgan Securities LLC and HSBC Securities (USA) Inc. Efrain's prior experience includes working at Chase Investment Services Corp. and Banc One Securities Corporation. Efrain has experience working with corporations, other businesses, individuals, and charitable organizations. Efrain also has experience working with trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
03/19/2021 - Present
Santander Securities LLC (Boston MA)
NY
03/27/2015 - 02/14/2018
J.P. MORGAN SECURITIES LLC (MINEOLA NY)
NY
07/10/2008 - 03/03/2015
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
04/07/2005 - 12/02/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IL
08/31/2000 - 04/05/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
11/09/2004 - 03/11/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
05/31/2000 - 07/18/2000
PRIME CHARTER LTD. (NEW YORK NY)
BOTH
Issued 04/10/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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