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Efrain Gallegos serna

Avantax Investment Services, Inc.

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About Efrain Gallegos serna

Efrain Gallegos serna is a Registered Representative with Avantax Investment Services, Inc. Efrain is licensed to sell securities in Texas. Efrain has passed the Series 7 and Series 66 exams.

Firm Information

Efrain Gallegos serna is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Efrain Gallegos serna’s Registration & Firm History

TX

12/21/2022 - Present

Avantax Investment Services, Inc. (DALLAS TX)

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Licenses & Designations

BC

Issued 12/21/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/16/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Efrain Gallegos serna.
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