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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Efrain? Claim Your ProfileEfrain Fernandez is a financial advisor with over 25 years of experience in the industry. Efrain is currently registered with Edward Jones in Rockville Centre, New York. Before joining Edward Jones, Efrain worked for various financial institutions, including Funds Distributor, LLC, Prudential Investment Management Services LLC, and AllianceBernstein Investment Research and Management, Inc. Efrain holds the Series 63, 66, 7, and 26 licenses as well as the SIE exam certification. Efrain specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Efrain also has experience in selecting other advisors and managing the finances of a hair salon in Oceanside, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/29/2024 - Present
Edward Jones (Rockville Centre NY)
NY
02/27/2013 - 10/25/2018
FUNDS DISTRIBUTOR, LLC (NEW YORK NY)
NJ
04/05/2005 - 03/14/2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
TN
03/25/1999 - 03/14/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NY
08/06/1998 - 12/11/1998
CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)
NJ
09/16/1997 - 01/01/1998
ALL-TECH INVESTMENT GROUP, INC. (MONTVALE NJ)
NA
01/31/1996 - 11/26/1997
KENSINGTON WELLS INCORPORATED
NJ
03/19/1997 - 06/04/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
10/25/1996 - 03/24/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
NY
08/04/1995 - 02/06/1996
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
NY
04/04/1995 - 06/14/1995
LANDMARK INTERNATIONAL EQUITIES (WESTBURY NY)
NA
10/17/1994 - 03/28/1995
KENSINGTON WELLS INCORPORATED
BOTH
Issued 12/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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