Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Efrain? Claim Your ProfileEfrain Felipe Borenstein is a financial professional with over 30 years of experience in the securities industry. Efrain is currently registered with Hilltop Securities Inc. as a Registered Representative. Efrain's previous roles include time with M.L. Stern & Co., LLC. and Pruco Securities Corporation. Efrain holds the Series 6, 7, and 63 licenses. Efrain is located in Sherman Oaks, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
12/10/2008 - Present
Hilltop Securities Inc. (Sherman Oaks CA)
CA
10/12/1990 - 12/23/2008
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
NJ
04/24/1990 - 08/31/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/24/1990 - 08/31/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NJ
03/28/1989 - 11/25/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/28/1989 - 11/25/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 12/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1990
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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