Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Efrain? Claim Your ProfileEfrain Alfonso Gomez is an investment advisor representative with Wells Fargo Clearing Services, LLC. Efrain has been in the industry for over six years and is registered to provide securities services in 53 states. Efrain is also registered as an Investment Advisor Representative in California and Arizona. Efrain previously worked for Charles Schwab & Co., Inc. and Wells Fargo Clearing Services, LLC. Efrain holds the Series 6, 7TO, 63, and 65 licenses. Efrain specializes in providing investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
12/12/2024 - Present
Wells Fargo Clearing Services, LLC (CHANDLER AZ)
AZ
08/27/2021 - 06/10/2024
WELLS FARGO CLEARING SERVICES, LLC (CHANDLER AZ)
AZ
03/12/2021 - 07/23/2021
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
10/31/2017 - 02/12/2021
WELLS FARGO CLEARING SERVICES, LLC (PHOENIX AZ)
IA
Issued 12/04/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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