Unclaimed
Efraim Ramiro Gonzalez Cardenas is a financial professional with over 5 years of experience in the industry. Efraim is currently registered with Charles Schwab & CO., Inc. as a Registered Representative and Investment Advisor Representative. Efraim previously held a position with TD AMERITRADE, INC. Efraim holds a Series 66 license from the state of Texas and has passed a total of six exams. Efraim's experience includes providing financial advice and services to clients in areas such as retail off-exchange forex and commodity futures. Efraim is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Efraim is also a consultant for Pomplamoose LLC. Efraim is committed to providing his clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
09/30/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
03/06/2019 - 05/11/2024
TD AMERITRADE, INC. (Westlake TX)
BOTH
Issued 01/11/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2021
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 08/11/2020
Series 3 - National Commodity Futures Examination
BC
Issued 03/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/28/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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