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Efim Fattakhov

National Financial Services LLC

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About Efim Fattakhov

Efim Fattakhov is a financial professional with over 25 years of experience in the industry. Efim is currently registered with National Financial Services LLC and is located in Jersey City, New Jersey. Efim has held previous roles with firms like Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Oppenheimer & Co. Inc., IClearing LLC, TD Waterhouse Investor Services, Inc., and Dean Witter Reynolds Inc.

Firm Information

Efim Fattakhov is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Efim Fattakhov’s Registration & Firm History

NJ

06/12/2008 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

04/02/2007 - 05/06/2008

MORGAN STANLEY & CO. INCORPORATED (JERSEY CITY NJ)

NJ

02/15/2006 - 04/02/2007

MORGAN STANLEY DW INC. (JERSEY CITY NJ)

NY

07/10/2003 - 02/06/2006

OPPENHEIMER & CO. INC. (NEW YORK NY)

NE

02/13/2001 - 03/31/2003

ICLEARING LLC (OMAHA NE)

NE

03/30/1999 - 08/16/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NY

06/03/1996 - 03/25/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 06/20/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/20/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/2001

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/25/1996

Series 31 - Futures Managed Funds Examination

BC

Issued 05/31/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Efim Fattakhov.
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