Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Effie? Claim Your ProfileEffie Katsis is a financial advisor with Morgan Stanley. Effie has been in the industry since 2002. Effie holds a Series 7, Series 31 and Series 66 license. Effie also holds a SIE license. Currently, Effie is registered to sell securities in California, Michigan, District of Columbia, Florida, New Jersey, New York, North Carolina, Ohio, and Oregon. Effie is also registered to provide investment advice in California and Michigan. Effie has experience working with high-net-worth individuals, corporations, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans. Effie is also a sole proprietor of Sena Solutions LLC, a restaurant concepts consulting company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
05/20/2010 - Present
Morgan Stanley (Grosse Pointe Farms MI)
MI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM MI)
MI
05/07/2002 - 04/02/2007
MORGAN STANLEY DW INC. (BIRMINGHAM MI)
BOTH
Issued 05/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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