Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edythe? Claim Your ProfileEdythe Findlay is a registered representative with Principal Securities, Inc., working in the LA SALLE, IL office. Edythe has been in the financial services industry since 1993, and has previously worked for PRINCOR FINANCIAL SERVICES CORPORATION. Edythe currently holds registrations with Series 6, Series 62, Series 63, and Series 65, along with the SIE. Edythe specializes in providing financial planning, pension consulting and educational seminars. Edythe works with a variety of clients, including high net worth individuals, individuals other than high net worth, corporations or other businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
IL
02/08/2017 - Present
Principal Securities, Inc. (LA SALLE IL)
IL
03/22/1993 - 04/04/2016
PRINCOR FINANCIAL SERVICES CORPORATION (DOWNERS GROVE IL)
IA
Issued 08/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1998
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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