Unclaimed
Edwin Victor Leon is a financial professional with over 25 years of experience in the industry. Edwin has worked for several prominent firms, including Cowen and Company, Cowen Prime Services LLC, and Rodman & Renshaw, LLC. Edwin's current role is with Marex Capital Markets Inc., where Edwin is registered in multiple states and holds a variety of licenses and certifications. Edwin's experience encompasses a diverse range of areas within the financial services sector.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/08/2023 - Present
Marex Capital Markets Inc. (Stamford CT)
CT
08/10/2021 - 12/13/2023
COWEN AND COMPANY (Stamford CT)
CT
08/01/2012 - 02/10/2022
COWEN PRIME SERVICES LLC (STAMFORD CT)
CT
05/27/2011 - 07/31/2012
RODMAN & RENSHAW, LLC (NORWALK CT)
CT
04/07/2009 - 05/27/2011
HUDSON SECURITIES,INC. (NORWALK CT)
CT
05/25/2004 - 04/07/2009
SCHONFELD SECURITIES, LLC (NORWALK CT)
CT
03/20/2009 - 03/23/2009
HUDSON SECURITIES,INC. (NORWALK CT)
CA
06/13/2003 - 08/04/2005
TRINIX SECURITIES LLC (ENCINITAS CA)
TX
06/27/2002 - 01/24/2003
COMPLETE TRADE (AUSTIN TX)
CA
07/18/2001 - 06/05/2002
TRINIX SECURITIES LLC (ENCINITAS CA)
TX
09/09/1998 - 03/02/2001
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
NA
07/07/1997 - 09/24/1998
INSIGHT SECURITIES & TRADING, INC.
TX
06/25/1996 - 07/16/1997
BLOCK TRADING INC. (HOUSTON TX)
NY
08/24/1995 - 09/28/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
BC
Issued 08/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/26/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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