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Edwin Victor Leon

Marex Capital Markets Inc.

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About Edwin Victor Leon

Edwin Victor Leon is a financial professional with over 25 years of experience in the industry. Edwin has worked for several prominent firms, including Cowen and Company, Cowen Prime Services LLC, and Rodman & Renshaw, LLC. Edwin's current role is with Marex Capital Markets Inc., where Edwin is registered in multiple states and holds a variety of licenses and certifications. Edwin's experience encompasses a diverse range of areas within the financial services sector.

Firm Information

Edwin Leon is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edwin Leon’s Registration & Firm History

CT

12/08/2023 - Present

Marex Capital Markets Inc. (Stamford CT)

CT

08/10/2021 - 12/13/2023

COWEN AND COMPANY (Stamford CT)

CT

08/01/2012 - 02/10/2022

COWEN PRIME SERVICES LLC (STAMFORD CT)

CT

05/27/2011 - 07/31/2012

RODMAN & RENSHAW, LLC (NORWALK CT)

CT

04/07/2009 - 05/27/2011

HUDSON SECURITIES,INC. (NORWALK CT)

CT

05/25/2004 - 04/07/2009

SCHONFELD SECURITIES, LLC (NORWALK CT)

CT

03/20/2009 - 03/23/2009

HUDSON SECURITIES,INC. (NORWALK CT)

CA

06/13/2003 - 08/04/2005

TRINIX SECURITIES LLC (ENCINITAS CA)

TX

06/27/2002 - 01/24/2003

COMPLETE TRADE (AUSTIN TX)

CA

07/18/2001 - 06/05/2002

TRINIX SECURITIES LLC (ENCINITAS CA)

TX

09/09/1998 - 03/02/2001

PROTRADER SECURITIES CORPORATION (AUSTIN TX)

NA

07/07/1997 - 09/24/1998

INSIGHT SECURITIES & TRADING, INC.

TX

06/25/1996 - 07/16/1997

BLOCK TRADING INC. (HOUSTON TX)

NY

08/24/1995 - 09/28/1995

L.C. WEGARD & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/25/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/21/1997

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/26/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/23/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Edwin Victor Leon.
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