linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Edwin Tyler Gray

Regions Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Edwin? Claim Your Profile

About Edwin Tyler Gray

Edwin Tyler Gray is a financial advisor based in Charlotte, NC. Edwin has been in the securities industry since 1997. Edwin is currently registered with Regions Securities LLC and has been registered with the firm since July 2016. Prior to joining Regions Securities LLC, Edwin worked at U.S. Bancorp Investments, Inc., Morgan Stanley Smith Barney, Wachovia Capital Markets, LLC, Wachovia Securities, LLC and First Union Capital Markets Corp. Edwin holds Series 7, 63, 24, SIE and Series 79TO licenses. Edwin is registered to provide securities and investment advisory services in 51 states.

Firm Information

Edwin Gray is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Edwin Gray’s Registration & Firm History

NC

07/13/2016 - Present

Regions Securities LLC (Charlotte NC)

NC

09/30/2011 - 06/27/2016

U.S. BANCORP INVESTMENTS, INC. (CHARLOTTE NC)

NC

09/09/2010 - 03/03/2011

MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)

NC

07/01/2003 - 06/23/2009

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/02/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

04/28/1995 - 02/02/1998

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

Not sure if Edwin Tyler Gray is right for you?

Licenses & Designations

BC

Issued 11/21/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2006

Series 24 - General Securities Principal Examination

BC

Issued 11/11/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edwin Tyler Gray.
Not sure if Edwin Tyler Gray is right for you?