Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Thomas Berg is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. based in BLOOMFIELD HILLS, MI. Edwin has been in the industry since 1998 and has held past registrations with a number of firms including BANC OF AMERICA INVESTMENT SERVICES, INC., LASALLE FINANCIAL SERVICES, INC., WACHOVIA SECURITIES, LLC, PRUDENTIAL SECURITIES INCORPORATED, and PRUCO SECURITIES CORPORATION. Edwin has a Series 7, Series 63 and Series 65. Edwin provides a variety of advisory services including portfolio management for businesses, portfolio management for individuals, and performance measurement reports, allocation modeling, IPS, research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/15/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMFIELD HILLS MI)
MI
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TROY MI)
MI
03/04/2004 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (BIRMINGHAM MI)
MO
07/01/2003 - 03/11/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/06/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/15/1998 - 02/27/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 09/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Edwin Berg is the right advisor for you? Invested Better is here to help.
