Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Bergen is a financial advisor registered with Raymond James & Associates, Inc. with 24 years of experience in the financial industry. Edwin is a Series 6, 7, and 66 licensed professional, as well as having earned their Series 63. Their current practice includes the following specializations: portfolio management for individuals and businesses, financial planning, and selection of other advisors. Edwin's current practice focuses on providing financial advice and services to high-net-worth individuals, corporations, and charitable organizations. Previously Edwin worked at DEUTSCHE BANK SECURITIES INC. and DB ALEX. BROWN LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
09/06/2016 - Present
Raymond James & Associates, Inc. (Hunt Valley MD)
MD
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
MD
06/24/1998 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
MD
01/31/1997 - 04/29/1998
FIRST MARYLAND BROKERAGE CORPORATION (BALTIMORE MD)
BOTH
Issued 01/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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