Unclaimed
Edwin Foss is a Registered Representative and Investment Adviser Representative with Rogan & Associates, Inc. Edwin has been working in the securities industry since June 1989. Edwin has experience in various financial services areas including portfolio management and selection of other advisers. Edwin holds the following licenses: Series 6, 7, 24, 63, 66, 99TO, SIE and is a Registered Principal in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
% of assets under another ria's management
1
2
FL
08/29/2022 - Present
Rogan & Associates, Inc. (TAMPA FL)
MO
11/07/1995 - 08/25/2000
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
CO
11/12/1993 - 12/05/1995
COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)
CO
10/06/1988 - 07/19/1993
COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)
NA
03/22/1988 - 05/11/1988
R A F FINANCIAL CORPORATION
NA
07/23/1987 - 04/04/1988
PROFESSIONAL BROKERAGE SERVICES INC.
NA
02/19/1985 - 07/27/1987
SMA EQUITIES, INC.
NA
06/24/1987 - 07/23/1987
HAMILTON BOHNER, INC.
BOTH
Issued 11/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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