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Edwin Robert Kispert

THE Leaders Group, Inc.

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About Edwin Robert Kispert

Edwin Kispert is a financial advisor in Los Angeles, California. Edwin is currently registered with The Leaders Group, Inc. and has been in the industry since September 17, 2014. Edwin has passed the Series 63, Series 7 and SIE exams. Edwin was previously registered with M HOLDINGS SECURITIES, INC. and AXA ADVISORS, LLC.

Firm Information

Edwin Kispert is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edwin Kispert’s Registration & Firm History

CA

07/15/2021 - Present

THE Leaders Group, Inc. (Los Angeles CA)

CA

01/10/2018 - 07/16/2021

M HOLDINGS SECURITIES, INC. (Santa Monica CA)

NY

11/21/2012 - 03/14/2016

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edwin Robert Kispert.
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