Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Restrepo is a financial advisor at UBS Financial Services Inc. Edwin has over 20 years of experience in the financial services industry. Edwin is registered in 35 states and the District of Columbia, and holds Series 3, 7, 24, 55, and 66 licenses. Edwin specializes in providing financial planning, portfolio management, and investment advice to high-net-worth individuals, families, and businesses. Edwin has previously worked at Morgan Stanley and Esposito Securities, LLC. Edwin is committed to providing clients with personalized financial advice and investment solutions that are tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
03/10/2021 - Present
UBS Financial Services Inc. (DALLAS TX)
TX
07/14/2016 - 04/07/2021
MORGAN STANLEY (Dallas TX)
TX
01/11/2013 - 08/05/2013
ESPOSITO SECURITIES, LLC (DALLAS TX)
CA
12/03/2009 - 04/22/2010
ICAP CORPORATES LLC (SAN FRANCISCO CA)
CA
08/07/2003 - 02/02/2009
SCREAMING EAGLE TRADING, INC. (ORINDA CA)
CA
09/07/1993 - 01/04/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
CA
09/16/1992 - 12/01/1992
PREFERRED TECHNOLOGY, INC. (SAN FRANCISCO CA)
NY
05/16/1988 - 04/15/1991
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/15/1988 - 05/20/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/21/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 08/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/23/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/11/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Edwin Restrepo is the right advisor for you? Invested Better is here to help.
