Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Soogrim is a financial professional with over six years of experience in the securities industry. Edwin is currently registered with Smbc Nikko Securities America, Inc. Previously, Edwin was registered with Capital One Securities, Inc., and HSBC Securities (USA) Inc.. Edwin holds the Series 7, Series 79, Series 63, and SIE licenses and is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/11/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/06/2018 - 04/28/2023
CAPITAL ONE SECURITIES, INC. (New York NY)
NY
09/16/2016 - 02/01/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 12/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/16/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
N
NYSE Arca, Inc.
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