Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Orlando Garcia is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Edwin has been working in the financial services industry since 2006. He is registered to provide investment advice in North Carolina. Edwin holds licenses to provide investment advice in the following areas: Series 63, Series 66, Series 7, Series 9, Series 10, and Series 99TO. Edwin has a track record of success in providing investment advice to individuals, families, businesses, and institutions. He is committed to providing his clients with personalized financial planning and investment management services. Prior to joining Merrill Lynch, Edwin worked at Wells Fargo Clearing Services, LLC, First Clearing, LLC, and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/21/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NC
03/31/2010 - 08/17/2022
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
MO
02/22/2007 - 03/31/2010
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
10/25/2006 - 02/22/2007
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
VA
02/13/2006 - 09/22/2006
FIRST CLEARING, LLC (RICHMOND VA)
BOTH
Issued 04/19/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/12/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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