Unclaimed
Edwin Omata is a registered representative with Artisan Partners Distributors LLC. Edwin has been in the industry since 2001 and is licensed in 53 states. Edwin is a Series 7, Series 63, and Series 7TO licensed professional. Edwin's previous experience includes roles with Goldman, Sachs & Co. and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/16/2020 - Present
Artisan Partners Distributors LLC (Vista CA)
NY
06/28/2004 - 07/03/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NJ
08/15/2003 - 05/10/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/06/2001 - 01/17/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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