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Edwin Obrien

TP Icap Global Markets Americas LLC

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About Edwin Obrien

Edwin Obrien is a financial professional with over 28 years of experience in the industry. Edwin is currently registered with TP Icap Global Markets Americas LLC in Boca Raton, Florida. Edwin has previously held positions with Marex Capital Markets Inc., Southern Trust Securities, Inc., ICAP Corporates LLC, MF Global Inc., J.P. Morgan Securities Inc. and Salomon Smith Barney Inc. Edwin holds Series 3, 7, 24 and 63 licenses.

Firm Information

Edwin Obrien is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edwin Obrien’s Registration & Firm History

FL

09/22/2023 - Present

TP Icap Global Markets Americas LLC (BOCA RATON FL)

IL

02/11/2015 - 09/15/2023

MAREX CAPITAL MARKETS INC. (Chicago IL)

IL

02/23/2012 - 10/03/2013

SOUTHERN TRUST SECURITIES, INC. (CHICAGO IL)

IL

02/03/2010 - 02/16/2012

ICAP CORPORATES LLC (CHICAGO IL)

IL

07/15/2003 - 07/17/2009

MF GLOBAL INC. (CHICAGO IL)

NY

05/01/2001 - 05/01/2003

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

10/20/2000 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/01/1998 - 08/10/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

02/17/1993 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/28/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1992

Series 7 - General Securities Representative Examination

BC

Issued 07/06/1992

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Edwin Obrien. Review regulatory record here.
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