Unclaimed
Edwin Michael Rainier is a financial professional with over 20 years of experience in the industry. Edwin currently holds registrations with the Financial Industry Regulatory Authority (FINRA) and is registered to provide securities advice and services in multiple states. Edwin has held past registrations with several firms including Nationwide Securities, LLC, Guardian Investor Services LLC, and Hornor, Townsend & Kent, Inc. Currently, Edwin is affiliated with The Leaders Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/08/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
DE
02/19/2008 - 07/01/2020
NATIONWIDE SECURITIES, LLC (WILMINGTON DE)
NY
06/21/2007 - 01/07/2008
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
DE
06/07/2006 - 05/31/2007
HORNOR, TOWNSEND & KENT, INC. (WILMINGTON DE)
PA
06/09/1999 - 12/31/2005
DIRECTED SERVICES, INC. (WEST CHESTER PA)
IA
02/10/1998 - 05/21/1999
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
BC
Issued 05/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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