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Edwin Michael Rainier

THE Leaders Group, Inc.

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About Edwin Michael Rainier

Edwin Michael Rainier is a financial professional with over 20 years of experience in the industry. Edwin currently holds registrations with the Financial Industry Regulatory Authority (FINRA) and is registered to provide securities advice and services in multiple states. Edwin has held past registrations with several firms including Nationwide Securities, LLC, Guardian Investor Services LLC, and Hornor, Townsend & Kent, Inc. Currently, Edwin is affiliated with The Leaders Group, Inc.

Firm Information

Edwin Rainier is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edwin Rainier’s Registration & Firm History

CO

07/08/2020 - Present

THE Leaders Group, Inc. (LITTLETON CO)

DE

02/19/2008 - 07/01/2020

NATIONWIDE SECURITIES, LLC (WILMINGTON DE)

NY

06/21/2007 - 01/07/2008

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

DE

06/07/2006 - 05/31/2007

HORNOR, TOWNSEND & KENT, INC. (WILMINGTON DE)

PA

06/09/1999 - 12/31/2005

DIRECTED SERVICES, INC. (WEST CHESTER PA)

IA

02/10/1998 - 05/21/1999

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

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Licenses & Designations

BC

Issued 05/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edwin Michael Rainier.
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