Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Louis Shaughnessy is a registered representative with Muriel Siebert & Co., LLC in Beverly Hills, California. Edwin has over 20 years of experience in the financial industry. Edwin is a Series 7, Series 9, Series 10, Series 63, SIE and Series 99TO licensed advisor and has worked for multiple firms including STOCKCROSS FINANCIAL SERVICES, INC. and TD AMERITRADE, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/02/2020 - Present
Muriel Siebert & CO., LLC (Beverly Hills CA)
CA
03/06/2007 - 01/03/2020
STOCKCROSS FINANCIAL SERVICES, INC. (BEVERLY HILLS CA)
CA
02/02/1999 - 12/04/2006
TD AMERITRADE, INC. (BEVERLY HILLS CA)
BC
Issued 02/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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