Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Locksley Stanton III is a financial advisor with over 30 years of experience in the industry. Edwin is currently registered with Morgan Stanley and has held previous positions with firms like Bear, Stearns & Co. Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Edwin has a wide range of experience in providing financial advice and portfolio management to individuals, corporations, and institutions. He is also registered as an investment advisor and is qualified to provide investment advice. Edwin is committed to providing his clients with personalized financial advice and services to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/03/2020 - Present
Morgan Stanley (Los Angeles CA)
CA
05/02/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
10/29/2004 - 05/15/2008
BEAR, STEARNS & CO. INC. (LOS ANGELES CA)
MO
07/01/2003 - 11/16/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/08/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/06/1988 - 10/22/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/28/1984 - 05/23/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
03/23/1981 - 09/07/1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
05/23/1979 - 04/20/1981
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
02/26/1970 - 07/15/1979
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
IA
Issued 04/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 07/27/1970
Series 000 - General Securities Principal Examination
BC
Issued 02/17/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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