Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Lapwah Ngai is a financial professional with over 25 years of experience in the industry. Edwin is currently registered with Charles Schwab & CO., Inc. as a Registered Representative. Edwin is also a Registered Investment Advisor Representative in California and Texas. Prior to working with Charles Schwab & CO., Inc., Edwin was a Registered Representative for AMERICAL SECURITIES, INC. in San Francisco, CA. Edwin has a broad range of licenses and certifications including Series 3, 4, 7, 9, 10, 23, 24, 63, and 66. Edwin holds a SIE license and has achieved a high level of expertise in several financial areas including portfolio management for individuals, selection of other advisors and financial planning. Edwin is a licensed representative for Charles Schwab & CO., Inc. and offers a variety of services including: wrap fee programs, financial planning, and retirement planning. Edwin's experience and expertise will provide you with the guidance you need to make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/02/2025 - Present
Charles Schwab & CO., Inc. (LAFAYETTE CA)
CA
08/26/1997 - 02/11/1998
AMERICAL SECURITIES, INC. (SAN FRANCISCO CA)
BOTH
Issued 08/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/23/2020
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/20/2018
Series 4 - Registered Options Principal Examination
BC
Issued 11/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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